APPLIED UV, INC. : entry into a material definitive agreement, change of directors or senior management, other events, financial statements and exhibits (form 8-K)
Article 1.01. The conclusion of an important definitive agreement.
per share, at a public offering price of
The Shares were offered and sold by the Company in accordance with the Company’s registration statement on Form S-1 (File No. 333-261892) (the âRegistration Statementâ) and filed with the
The underwriting agreement contains the usual representations, warranties and commitments of the company, customary closing conditions, indemnification obligations of the company and the underwriters, including for liabilities under securities law. , other obligations of the parties and termination provisions. The representations, warranties and undertakings contained in the subscription contract have been made solely for the purposes of this contract and on specific dates, were only for the benefit of the parties to such contract and may be subject to limitations agreed by the contracting parties.
Certain officers and directors of the Company have agreed, subject to certain exceptions, not to offer, issue, sell, contract to sell, encumber, grant an option to sell or otherwise dispose of common shares or other securities. convertible into or exercisable or exchangeable for shares of our ordinary shares until
The Underwriting Agreement is filed as Schedule 1.1 to this Current Report on Form 8-K (this âCurrent Reportâ) and the description of the material terms of the Underwriting Agreement is qualified in its entirety by reference to this piece.
Article 5.02. Departure of directors or certain officers; Election of directors; Appointment of certain officers; Compensatory provisions of certain agents.
The Company has entered into an employment contract (the âEmployment Contractâ) dated
The employment contract provides
Item 8.01. Other Events.
Article 9.01. Financial statements and supporting documents.
(d) Exhibits. Exhibit No. Description 1.1 Underwriting Agreement dated
December 28, 2021. 10.1 Employment Agreement, dated January 1, 202299.1 Press Release dated December 21, 2021. 99.2 Press Release dated December 31, 2021. 2
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